Consumer Disclosure

Premier Financial Planning, Inc. (“PFPI”) is a Registered Investment Adviser located in New Jersey and registered with the New Jersey Bureau of Securities (NJBOS).  PFPI may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.  Currently, PFPI is registered in New Jersey and qualifies for a registration exemption in many other states.  PFPI may service clients in those states so long as the addition of such a client does not require registration. In the event that a client from a state other than New Jersey wishes to utilize the services of PFPI, PFPI will confirm the applicability of the exemption or seek registration in the client’s home state.
PFPI’s web site is limited to the dissemination of general information pertaining to its financial planning and investment management services.  Accordingly, the publication of PFPI’s web site on the Internet should not be construed by any consumer and/or prospective client as PFPI’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.  Any subsequent, direct communication by PFPI with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.  For information pertaining to the registration status of PFPI, please contact the SEC or state securities law administrators for those states in which PFPI maintains a registration filing.  A copy of PFPI’s current written disclosure statement (ADV Part 2A and Part 2B) discussing PFPI’s business operations, services, and fees is available upon request.
PFPI does not guarantee the accuracy and completeness of information contained on this website, nor assume liability for any loss which may result from the reliance by any person upon such information or opinions. Such information and opinions are subject to change without notice, are for general information only, and are not intended as an offer or solicitation with respect to the purchase or sale of any security or the offering of individual or personalized investment advice.


711 Executive Drive, Princeton, NJ 08540 / 609-924-2424

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